Quarterly Order Routing Report


Shearman, Ralston hereby serves notice that it relies exclusively upon Apex Clearing Corporation, Inc. (“Apex”) for order routing. Pursuant to Rule 606, Apex is required to make publicly available a quarterly report with regard to routing its non-directed orders. Apex does not pay Shearman, Ralston or any of its affiliates for order flow payments and rebates received by Apex on Shearman, Ralston's orders.

Please click here to view the most recent quarterly report for Apex.

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