Fees

There are a number of fees you may be charged. The following list represents the most common charges your account could incur, but it is notexhaustive. Some fees are negotiable, while others are charged by our clearing firm. Please refer to Form CRS for more information. You should always ask what fees a product or service may carry. 

• Commission on sale or purchase or stocks, bonds, options, or other marketable securities
• Monthly statements and confirms sent by mail
  
• Account termination fee
  
• Inactivity fee for any account(s) with no transactions for a 12-month period
  
• Maintenance fee for certain types of accounts
  
• Interest on debit balances, e.g. in margin accounts
  
• Mark ups or mark downs on transactions where we act as principal
  
• Securities fees for holding certain products in your account, e.g. foreign stocks​​